tZERO

FAQ

IN MAKING AN INVESTMENT DECISION, INVESTORS MUST RELY ON THEIR OWN EXAMINATION OF THE ISSUER AND THE TERMS OF THE OFFERING, INCLUDING THE MERITS AND RISKS INVOLVED. INVESTMENTS ON THIS PLATFORM ARE SPECULATIVE, ILLIQUID, AND INVOLVE A HIGH DEGREE OF RISK, INCLUDING THE POSSIBLE LOSS OF YOUR ENTIRE INVESTMENT.

This is a website provided by tZERO Technologies, LLC (“tZERO Tech”), which is neither a registered broker-dealer, investment advisor nor funding portal.

All broker-dealer related securities activity is conducted by tZERO Securities LLC (“tZERO Securities”), an affiliate of tZERO Tech, and a SEC registered broker-dealer, and member of FINRA and SIPC. More information about tZERO Securities may be found at FINRA’s BrokerCheck and in tZERO Securities’ Form CRS.

tZERO Securities facilitates three types of primary offerings as broker-of-record or placement agent: (1) Regulation A offerings, which are offered to non-accredited and accredited investors, (2) Regulation D offerings (Rule 506(c)), which are offered only to accredited investors, and (3) Regulation Crowdfunding offerings, which are offered to non-accredited and accredited investors.

Any securities offered on this website have not been recommended or approved by any federal or state securities commission or regulatory authority. tZERO Securities and its affiliates do not directly solicit investments for any offering, provide any investment advice or recommendation and do not provide any legal or tax advice concerning any securities. All securities listed on this site are being offered by, and all information included on this site is the responsibility of, the applicable issuer of such securities. tZERO Securities does not verify the adequacy, accuracy, or completeness of any information. Neither tZERO Securities nor any of its officers, directors, agents, and employees makes any warranty, express or implied, of any kind whatsoever related to the adequacy, accuracy, or completeness of any information on this site or the use of information on this site.

Investing in private company securities is not suitable for all investors. An investment in private company securities is highly speculative and involves a high degree of risk. It should only be considered a long-term investment. You must be prepared to withstand a total loss of your investment. Private company securities are also highly illiquid, and there is no guarantee that a market will develop for such securities. Each investment also carries its own specific risks, and you should complete your own independent due diligence regarding the investment. This includes obtaining additional information about the company, opinions, financial projections, and legal or other investment advice. Accordingly, investing in private company securities is appropriate only for those investors who can tolerate a high degree of risk and do not require a liquid investment. See additional general disclosures here.

By accessing this site and any pages on this site, you agree to be bound by our Terms of use and Privacy Policy, as may be amended from time to time without notice or liability.

tZERO Securities is not licensed or authorized to operate in any jurisdiction other than the United States of America and some of its associated territories (USA). Further, tZERO Securities does not have, maintain or represent that there are any authorized locations, offices, or other physical or presence in any jurisdiction other than the USA. Any and all marketing efforts regardless of medium, including but not limited to radio, print, television, and or internet advertising is directed solely toward customers and potential customers in the USA. As such, tZERO Securities does not advertise, solicit customers, attempt to induce business, or make any other efforts to attract customers or clients in any jurisdiction where tZERO Securities is not licensed or authorized to operate, and any advertisement or solicitation observed in any location other than the USA (foreign jurisdictions) is not directed toward citizens or residents of that location (foreign applicants). If you are a resident, citizen, are currently present or otherwise domiciled in any foreign jurisdiction or anywhere tZERO Securities is not authorized to operate, tZERO Securities may accept your account application provided that the applicant understands and agrees that they were not solicited or otherwise induced by tZERO Securities, its agents or employees to apply for an account. If you are a foreign applicant you represent, warrant and agree that you will comply with all local laws related to your brokerage accounts with tZERO Securities and that neither tZERO Securities or its staff may not be legally authorized to provide services to foreign applicants. Foreign applicants should further understand that funding may not be accepted in non US dollars, and or from foreign bank accounts.